FREEDOM FINANCE: Compliance Officer

Freedom Finance Europe, la plataforma tecnológica bróker que permite acceder a IPOs en el Nasdaq, está abriendo oficina de representación en España para la cual necesita incorporar próximamente una persona como Compliance Officer en Madrid.

Main requirements

  • Bachelor or Master degree in economic / finance
  • Fluent English / Spanish
  • Understanding EU AML legislation
  • Understanding of MiFID and other EU regulations in relation to the provision of MiFID investment and ancillary services
  • Readiness to successfully sit the CySEC exam within coming 6 months
  • Soft skills in communication with the account managers regarding client documents’ assessment and requests for additional documents/information
  • Ability to work with big volume of requests
  • Ability to find relevant information on CySEC and ESMA web-sites
  • Assistance with the counterparties request on Due Diligence of the Company
  • Assistance with the provision of information / documents during regulatory bodies, auditors and other audits regarding Company’s activities

Main job duties and responsibilities:

  • KYC and documents validation
  • Performing day-to-day reviews and inspections of Marketing Materials ongoing monitoring
  • Development and continues monitoring of a compliance program in relation to company’s affiliates, review of affiliates’ marketing activities, regular reports to Head of Compliance
  • High level client support
  • Cooperation on a new products development
  • To be fully responsible in all compliance matters, ensuring compliance with the relevant law and regulatory requirements


Salary: 2,300 euros net

Send CV en english to [email protected]

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