Freedom Finance Europe, la plataforma tecnológica bróker que permite acceder a IPOs en el Nasdaq, está abriendo oficina de representación en España para la cual necesita incorporar próximamente una persona como Compliance Officer en Madrid.
Main requirements
- Bachelor or Master degree in economic / finance
- Fluent English / Spanish
- Understanding EU AML legislation
- Understanding of MiFID and other EU regulations in relation to the provision of MiFID investment and ancillary services
- Readiness to successfully sit the CySEC exam within coming 6 months
- Soft skills in communication with the account managers regarding client documents’ assessment and requests for additional documents/information
- Ability to work with big volume of requests
- Ability to find relevant information on CySEC and ESMA web-sites
- Assistance with the counterparties request on Due Diligence of the Company
- Assistance with the provision of information / documents during regulatory bodies, auditors and other audits regarding Company’s activities
Main job duties and responsibilities:
- KYC and documents validation
- Performing day-to-day reviews and inspections of Marketing Materials ongoing monitoring
- Development and continues monitoring of a compliance program in relation to company’s affiliates, review of affiliates’ marketing activities, regular reports to Head of Compliance
- High level client support
- Cooperation on a new products development
- To be fully responsible in all compliance matters, ensuring compliance with the relevant law and regulatory requirements
Salary: 2,300 euros net
Send CV en english to [email protected]
Check our websites: www.freedomfinance.eu and www.freedom24.com